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Chemical Reviews2015ReviewNon-viral Gene Delivery

Nucleic Acid Therapeutics Using Polyplexes: A Journey of 50 Years (and Beyond)

Ulrich Lächelt And Ernst WagnerDOI 10.1021/cr5006793

Summary

Therapeutic nucleic acids—including plasmid DNA, mRNA, siRNA, miRNA, antisense oligonucleotides, and aptamers—have broad therapeutic potential, but their delivery to the correct intracellular site of action remains the dominant bottleneck. Polyplexes, formed by electrostatic complexation of nucleic acids with cationic polymers, are a promising non-viral delivery strategy, but their rational design requires a detailed understanding of. First polymer-based human gene therapy study (1994): transferrin-polylysine/IL-2 pDNA polyplexes were used ex vivo to transfect patient melanoma cells as a vaccine. - Clinical scale: by 2012, more than 2000 clinical.

Keywords

PolymericsiRNAPolyethyleniminemRNANucleic acidsPeptidesTransfection
Purpose: Therapeutic nucleic acids—including plasmid DNA, mRNA, siRNA, miRNA, antisense oligonucleotides, and aptamers—have broad therapeutic potential, but their delivery to the correct intracellular site of action remains the dominant bottleneck. Polyplexes, formed by electrostatic complexation of nucleic acids with cationic polymers, are a promising non-viral delivery strategy, but their rational design requires a detailed understanding of extracellular and intracellular barriers, polymer chemistry, and dynamic delivery functions.
Hypothesis: As a review, there is no formal testable hypothesis. The central thesis is:

> If polyplexes are engineered with dynamic, multifunctional domains—shielding, targeting, endosomolytic, and nuclear import functions—and with precise, sequence-defined cationic cores, then they can protect nucleic acid cargo, overcome biological barriers, and deliver it to the required intracellular site of action, improving therapeutic efficacy.

Aims: Review the different classes of therapeutic nucleic acids and their sites of action. - Outline the extracellular and intracellular delivery barriers faced by polyplexes. - Summarize the evolution of cationic core polymers, from first-generation polycations to biodegradable, well-tolerated, and sequence-defined precision polymers. - Describe functional delivery domains: shielding, targeting, endosomolytic functions, and nuclear import/retention. - Highlight multifunctional dynamic polyplexes and their clinical translation status.
Delivery system:

Feature: System; Description: Polyplexes: electrostatic complexes of nucleic acids with cationic polymers

Feature: Cationic polymers; Description: DEAE-dextran, poly-L-lysine (PLL), poly-L-ornithine, poly-L-arginine, polyethylenimine (PEI; linear and branched), PAMAM dendrimers, chitosan, cyclodextrin conjugates, biodegradable poly(β-amino esters), pseudodendritic oligoethylenimines, sequence-defined oligo(ethanamino)amides

Feature: Payloads; Description: pDNA, mRNA, siRNA, miRNA, antisense oligonucleotides, splice-switching oligonucleotides, aptamers, immunostimulatory CpG oligonucleotides, poly(I:C)

Feature: Shielding domains; Description: PEG, pHPMA, hydroxyethyl starch (HES), hyaluronic acid, polysarcosine

Feature: Targeting ligands; Description: Transferrin, folate, EGF, RGD peptides, GalNAc, aptamers, antibodies, other receptor ligands

Feature: Endosomolytic functions; Description: Proton sponge polymers (PEI, PAMAM), histidine residues, INF7 peptide, melittin, KALA/EALA peptides, pH-responsive hydrophobic domains

Feature: Dynamic linkages; Description: pH-labile acetals, pyridylhydrazones, bioreducible disulfides

Feature: Nuclear import/retention; Description: NLS peptides, histone H3 tail peptides, microtubule-associated transport peptides

Approach: This is a narrative review synthesizing 50 years of polyplex research. It covers:
  • In vitro cell culture studies and structure–activity relationship analyses.
  • In vivo animal models from cited literature.
  • Human clinical trials summarized in Table 3, including melanoma, cystic fibrosis, bladder cancer, ovarian cancer, solid tumors, HIV, and inherited TTR amyloidosis.
  • Disease contexts include cancer, genetic diseases, infections, and other acquired or inherited disorders.

No primary experimental data are presented.

Key methods: Techniques and approaches from cited primary studies include:
  • Physicochemical characterization: dynamic light scattering, zeta potential, electron microscopy, SAXS, FRET.
  • Intracellular trafficking: live-cell fluorescence microscopy, confocal microscopy, spinning disk confocal microscopy.
  • Functional assays: transfection efficiency, gene silencing, reporter gene expression, cytotoxicity.
  • Structure–activity relationships: sequence-defined oligomer synthesis by solid-phase peptide synthesis, systematic variation of charge, topology, and functional domains.
  • Clinical readouts: target mRNA silencing in tumor biopsies, serum protein knockdown, immune responses.
Key results: First polymer-based human gene therapy study (1994): transferrin-polylysine/IL-2 pDNA polyplexes were used ex vivo to transfect patient melanoma cells as a vaccine. - Clinical scale: by 2012, more than 2000 clinical gene therapy trials had been conducted worldwide, with over two-thirds based on viral vectors; only a small number of polyplex-based human trials have been completed. - Sequence-defined oligomers: linear oligo(ethanamino)amides required more than 10 Stp units for efficient pDNA polyplex formation; an optimum length of 30 Stp units gave ~6-fold higher transfection efficiency than linear PEI 22 kDa, with ~10-fold lower cytotoxicity. - Bioreducible PLL: reducible PLL polymers enabled up to 187-fold increase in gene expression. - Clinical siRNA delivery: transferrin-cyclodextrin-oligocation siRNA nanoparticles showed specific target mRNA silencing in tumor biopsies; subcutaneous GalNAc-siRNA (ALN-TTRsc) demonstrated efficient TTR gene silencing in rodents and humans.
Interpretation: The authors conclude that polyplexes have evolved from simple cationic polymers into precise, multifunctional, dynamic nanosystems. Progress has been driven by better understanding of biological barriers and by nature-inspired delivery solutions. Clinical translation remains early, but the expanding repertoire of therapeutic nucleic acids—mRNA, miRNA, siRNA, and others—is expected to further accelerate optimization of polymeric delivery systems.
Limitations: Stated or evident from the review:
  • No efficient solution yet exists for intranuclear delivery of polyplexes and DNA formulations.
  • First-generation polymers such as PEI and PAMAM are nondegradable and show molecular-weight-dependent cytotoxicity.
  • The “PEG dilemma”: shielding improves circulation but can reduce cellular uptake and transfection; targeting ligands can increase immunogenicity and opsonization.
  • Endosomal escape remains a major limitation; the proton sponge hypothesis is debated and does not fully explain PEI/PAMAM activity.
  • Polyplex stability in blood is limited by electrolyte/protein interactions, complement activation, aggregation, and premature dissociation.
  • Clinical translation is still limited, with only a small number of completed human trials.
  • The review is not systematic and provides no meta-analysis or quantitative comparison across all studies.

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Nucleic Acid Therapeutics Using Polyplexes: A Journey of 50 Years (and Beyond) | Brilliant Blue Biosciences